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Deploy and Monitor:

1 After the deployment of the AI system, the AI System Owner should ensure that continuous assessment of the human, social, cultural, economic and environmental impact of AI technologies are carried out with full cognizance of the implications of the AI system for sustainability as a set of constantly evolving goals across a range of dimensions against the priority objectives that were set at the Plan and Design phase. 2 The AI System Owner should also foster and encourage the power of AI solutions in addressing areas of global concern aligning with sustainable development goals.

原则: 人工智能伦理准则, Sept 14, 2022

作者：SDAIA

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(Preamble)

The global development of Artificial Intelligence (AI) has reached a new stage, with features such as cross disciplinary integration, human machine coordination, open and collective intelligence, and etc., which are profoundly changing our daily lives and the future of humanity. In order to promote the healthy development of the new generation of AI, better balance between development and governance, ensure the safety, reliability and controllability of AI, support the economic, social, and environmental pillars of the UN sustainable development goals, and to jointly build a human community with a shared future, all stakeholders concerned with AI development should observe the following principles:

由 National Governance Committee for the New Generation Artificial Intelligence, China 在新一代人工智能治理原则——发展负责任的人工智能（Governance Principles for the New Generation Artificial Intelligence Developing Responsible Artificial Intelligence）发表, Jun 17, 2019

8. Agile Governance

The governance of AI should respect the underlying principles of AI development. In promoting the innovative and healthy development of AI, high vigilance should be maintained in order to detect and resolve possible problems in a timely manner. The governance of AI should be adaptive and inclusive, constantly upgrading the intelligence level of the technologies, optimizing management mechanisms, and engaging with muti stakeholders to improve the governance institutions. The governance principles should be promoted throughout the entire lifecycle of AI products and services. Continuous research and foresight for the potential risks of higher level of AI in the future are required to ensure that AI will always be beneficial for human society.

· 2. RESPONSIBILITY MUST BE FULLY ACKNOWLEDGED WHEN CREATING AND USING AI

2.1. Risk based approach. The degree of attention paid to ethical AI issues and the nature of the relevant actions of AI Actors should be proportional to the assessment of the level of risk posed by specific AI technologies and systems for the interests of individuals and society. Risk level assessment shall take into account both known and possible risks, whereby the probability level of threats, as well as their possible scale in the short and long term shall be considered. Making decisions in the field of AI use that significantly affect society and the state should be accompanied by a scientifically verified, interdisciplinary forecast of socio economic consequences and risks and examination of possible changes in the paradigm of value and cultural development of the society. Development and use of an AI systems risk assessment methodology are encouraged in pursuance of this Code. 2.2. Responsible attitude. AI Actors should responsibly treat: • issues related to the influence of AI systems on society and citizens at every stage of the AI systems’ life cycle, i.a. on privacy, ethical, safe and responsible use of personal data; • the nature, degree and extent of damage that may result from the use of AI technologies and systems; • the selection and use of hardware and software utilized in different life cycles of AI systems. At the same time, the responsibility of AI Actors should correspond with the nature, degree and extent of damage that may occur as a result of the use of AI technologies and systems. The role in the life cycle of the AI system, as well as the degree of possible and real influence of a particular AI Actor on causing damage and its extent, should also be taken into account. 2.3. Precautions. When the activities of AI Actors can lead to morally unacceptable consequences for individuals and society, which can be reasonably predicted by the relevant AI Actor, the latter, should take measures to prohibit or limit the occurrence of such consequences. AI Actors shall use the provisions of this Code, including the mechanisms specified in Section 2, to assess the moral unacceptability of such consequences and discuss possible preventive measures. 2.4. No harm. AI Actors should not allow the use of AI technologies for the purpose of causing harm to human life and or health, the property of citizens and legal entities and the environment. Any use, including the design, development, testing, integration or operation of an AI system capable of purposefully causing harm to the environment, human life and or health, the property of citizens and legal entities, is prohibited. 2.5. Identification of AI in communication with a human. AI Actors are encouraged to ensure that users are duly informed of their interactions with AI systems when it affects human rights and critical areas of people’s lives and to ensure that such interaction can be terminated at the request of the user. 2.6. Data security. AI Actors must comply with the national legislation in the field of personal data and secrets protected by law when using AI systems; ensure the security and protection of personal data processed by AI systems or by AI Actors in order to develop and improve the AI systems; develop and integrate innovative methods to counter unauthorized access to personal data by third parties and use high quality and representative datasets obtained without breaking the law from reliable sources. 2.7. Information security. AI Actors should ensure the maximum possible protection from unauthorized interference of third parties in the operation of AI systems; integrate adequate information security technologies, i.a. use internal mechanisms designed to protect the AI system from unauthorized interventions and inform users and developers about such interventions; as well as promote the informing of users about the rules of information security during the use of AI systems. 2.8. Voluntary certification and Code compliance. AI Actors may implement voluntary certification systems to assess the compliance of developed AI technologies with the standards established by the national legislation and this Code. AI Actors may create voluntary certification and labeling systems for AI systems to indicate that these systems have passed voluntary certification procedures and confirm quality standards. 2.9. Control of the recursive self improvement of AI systems. AI Actors are encouraged to cooperate in identifying and verifying information about ways and forms of design of so called universal ("general") AI systems and prevention of possible threats they carry. The issues concerning the use of "general" AI technologies should be under the control of the state.

由 AI Alliance Russia 在人工智能伦理准则（修订）（AI Ethics Code (revised version)）发表, Oct 21, 2022 (unconfirmed)

Plan and Design:

1 This step is crucial to design or procure an AI System in an accountable and responsible manner. The ethical responsibility and liability for the outcomes of the AI system should be attributable to stakeholders who are responsible for certain actions in the AI System Lifecycle. It is essential to set a robust governance structure that defines the authorization and responsibility areas of the internal and external stakeholders without leaving any areas of uncertainty to achieve this principle. The design approach of the AI system should respect human rights, and fundamental freedoms as well as the national laws and cultural values of the kingdom. 2 Organizations can put in place additional instruments such as impact assessments, risk mitigation frameworks, audit and due diligence mechanisms, redress, and disaster recovery plans. 3 It is essential to build and design a human controlled AI system where decisions on the processes and functionality of the technology are monitored and executed, and are susceptible to intervention from authorized users. Human governance and oversight establish the necessary control and levels of autonomy through set mechanisms.

由 SDAIA 在人工智能伦理准则发表, Sept 14, 2022

· Sustainability

31. The development of sustainable societies relies on the achievement of a complex set of objectives on a continuum of human, social, cultural, economic and environmental dimensions. The advent of AI technologies can either benefit sustainability objectives or hinder their realization, depending on how they are applied across countries with varying levels of development. The continuous assessment of the human, social, cultural, economic and environmental impact of AI technologies should therefore be carried out with full cognizance of the implications of AI technologies for sustainability as a set of constantly evolving goals across a range of dimensions, such as currently identified in the Sustainable Development Goals (SDGs) of the United Nations.

由 The United Nations Educational, Scientific and Cultural Organization (UNESCO) 在人工智能伦理问题建议书发表, Nov 24, 2021

Deploy and Monitor:

原则: 人工智能伦理准则, Sept 14, 2022

相关原则

(Preamble)

8. Agile Governance

· 2. RESPONSIBILITY MUST BE FULLY ACKNOWLEDGED WHEN CREATING AND USING AI

Plan and Design:

· Sustainability

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