Safe and Ethical AI (SEA) Platform Network · Linking Artificial Intelligence Principles (LAIP)

· 4. AI TECHNOLOGIES SHOULD BE USED IN ACCORDANCE WITH THE INTENDED PURPOSE AND INTEGRATED WHERE IT WILL BENEFIT PEOPLE

4.1. Application of AI systems in accordance with their intended purpose. AI Actors must use AI systems in accordance with the intended purpose, in the prescribed subject area and for the solution of envisaged practical tasks. 4.2. Stimulating the development of AI. AI Actors should encourage and incentivize design, integration and development of safe and ethical solutions in the field of AI technologies.

Principle: AI Ethics Code (revised version), Oct 21, 2022 (unconfirmed)

Published by AI Alliance Russia

Related Principles

· (1) Human centric

Utilization of AI should not infringe upon fundamental human rights that are guaranteed by the Constitution and international norms. AI should be developed and utilized and implemented in society to expand the abilities of people and to pursue the diverse concepts of happiness of diverse people. In the AI utilized society, it is desirable that we implement appropriate mechanisms of literacy education and promotion of proper uses, so as not to over depend on AI or not to ill manipulate human decisions by exploiting AI. AI can expand human abilities and creativity not only by replacing part of human task but also by assisting human as an advanced instrument. When using AI, people must judge and decide for themselves how to use AI. Appropriate stakeholders involved in the development, provision, and utilization of AI should be responsible for the result of AI utilization, depending on the nature of the issue. In order to avoid creating digital divide and allow all people to reap the benefit of AI regardless of their digital expertise, each stakeholder should take into consideration to user friendliness of the system in the process of AI deployment.

Published by Cabinet Office, Government of Japan in Social Principles of Human-centric AI, Dec 27, 2018

· 4. AI TECHNOLOGIES SHOULD BE APPLIED AND IMPLEMENTED WHERE IT WILL BENEFIT PEOPLE

4.1. Application of AIS in accordance with its intended purpose. AI Actors must use AIS in accordance with the stated purpose, in the prescribed subject area and for solving the prescribed problems. 4.2. Stimulating the development of AI. AI Actors should encourage and incentivize the design, implementation, and development of safe and ethical AI technologies, taking into account national priorities.

Published by AI Alliance Russia in Artificial Intelligence Code of Ethics, Oct 26, 2021

· 2. RESPONSIBILITY MUST BE FULLY ACKNOWLEDGED WHEN CREATING AND USING AI

2.1. Risk based approach. The degree of attention paid to ethical AI issues and the nature of the relevant actions of AI Actors should be proportional to the assessment of the level of risk posed by specific AI technologies and systems for the interests of individuals and society. Risk level assessment shall take into account both known and possible risks, whereby the probability level of threats, as well as their possible scale in the short and long term shall be considered. Making decisions in the field of AI use that significantly affect society and the state should be accompanied by a scientifically verified, interdisciplinary forecast of socio economic consequences and risks and examination of possible changes in the paradigm of value and cultural development of the society. Development and use of an AI systems risk assessment methodology are encouraged in pursuance of this Code. 2.2. Responsible attitude. AI Actors should responsibly treat: • issues related to the influence of AI systems on society and citizens at every stage of the AI systems’ life cycle, i.a. on privacy, ethical, safe and responsible use of personal data; • the nature, degree and extent of damage that may result from the use of AI technologies and systems; • the selection and use of hardware and software utilized in different life cycles of AI systems. At the same time, the responsibility of AI Actors should correspond with the nature, degree and extent of damage that may occur as a result of the use of AI technologies and systems. The role in the life cycle of the AI system, as well as the degree of possible and real influence of a particular AI Actor on causing damage and its extent, should also be taken into account. 2.3. Precautions. When the activities of AI Actors can lead to morally unacceptable consequences for individuals and society, which can be reasonably predicted by the relevant AI Actor, the latter, should take measures to prohibit or limit the occurrence of such consequences. AI Actors shall use the provisions of this Code, including the mechanisms specified in Section 2, to assess the moral unacceptability of such consequences and discuss possible preventive measures. 2.4. No harm. AI Actors should not allow the use of AI technologies for the purpose of causing harm to human life and or health, the property of citizens and legal entities and the environment. Any use, including the design, development, testing, integration or operation of an AI system capable of purposefully causing harm to the environment, human life and or health, the property of citizens and legal entities, is prohibited. 2.5. Identification of AI in communication with a human. AI Actors are encouraged to ensure that users are duly informed of their interactions with AI systems when it affects human rights and critical areas of people’s lives and to ensure that such interaction can be terminated at the request of the user. 2.6. Data security. AI Actors must comply with the national legislation in the field of personal data and secrets protected by law when using AI systems; ensure the security and protection of personal data processed by AI systems or by AI Actors in order to develop and improve the AI systems; develop and integrate innovative methods to counter unauthorized access to personal data by third parties and use high quality and representative datasets obtained without breaking the law from reliable sources. 2.7. Information security. AI Actors should ensure the maximum possible protection from unauthorized interference of third parties in the operation of AI systems; integrate adequate information security technologies, i.a. use internal mechanisms designed to protect the AI system from unauthorized interventions and inform users and developers about such interventions; as well as promote the informing of users about the rules of information security during the use of AI systems. 2.8. Voluntary certification and Code compliance. AI Actors may implement voluntary certification systems to assess the compliance of developed AI technologies with the standards established by the national legislation and this Code. AI Actors may create voluntary certification and labeling systems for AI systems to indicate that these systems have passed voluntary certification procedures and confirm quality standards. 2.9. Control of the recursive self improvement of AI systems. AI Actors are encouraged to cooperate in identifying and verifying information about ways and forms of design of so called universal ("general") AI systems and prevention of possible threats they carry. The issues concerning the use of "general" AI technologies should be under the control of the state.

Published by AI Alliance Russia in AI Ethics Code (revised version), Oct 21, 2022 (unconfirmed)

· 5. INTERESTS OF AI TECHNOLOGIES DEVELOPMENT OUTWEIGH THE INTERESTS OF COMPETITION

5.1. Accuracy of AI systems comparisons. In order to maintain fair competition and effective cooperation of developers, AI Actors are encouraged to use the most reliable and comparable information about the capabilities of AI systems with regards to a certain task and ensure the uniformity of measurement methodologies when comparing AI systems with one another. 5.2. Development of competencies. AI Actors are encouraged to follow practices adopted in the professional community, maintain a proper level of professional competence required for safe and effective work with AI systems and promote the improvement of professional competence of experts in the field of AI, i.a. within programs and educational disciplines on AI ethics. 5.3. Cooperation of developers. AI Actors are encouraged to cooperate within their community and among developers in particular, i.a. through informing each other about the identification of critical vulnerabilities in order to prevent them from spreading, and make efforts to improve the quality and availability of resources in the field of AI systems development, i.a. by: • increasing the availability of data (including marked up data), • ensuring the compatibility of the developed AI systems where applicable; • creating conditions for the formation of a international school of AI technologies development, including publicly available repositories of libraries and network models, available development tools, open international frameworks, etc.; • sharing information about the best practices of AI technologies development; • organizing and hosting conferences, hackathons and public competitions, as well as high school and student Olympiads, or participating in them; • increasing the availability of knowledge and encouraging the use of open knowledge databases; • creating conditions for attracting investments in AI technologies development from private investors, business angels, venture funds and private equity funds; • stimulating scientific, educational and awareness raising activities in the field of AI by participating in the projects and activities of leading research centers and educational organizations.

Published by AI Alliance Russia in AI Ethics Code (revised version), Oct 21, 2022 (unconfirmed)

Preamble: Our intent for the ethical use of AI in Defence

The MOD is committed to developing and deploying AI enabled systems responsibly, in ways that build trust and consensus, setting international standards for the ethical use of AI for Defence. The MOD will develop and deploy AI enabled systems for purposes that are demonstrably beneficial: driving operational improvements, supporting the Defence Purpose, and upholding human rights and democratic values. The MOD’s existing obligations under UK law and international law, including as applicable international humanitarian law (IHL) and international human rights law, act as a foundation for Defence’s development, deployment and operation of AI enabled systems. These ethical principles do not affect or supersede existing legal obligations. Instead, they set out an ethical framework which will guide Defence’s approach to adopting AI, in line with rigorous existing codes of conduct and regulations. These principles are applicable across the full spectrum of use cases for AI in Defence, from battlespace to back office, and across the entire lifecycle of these systems.

Published by The Ministry of Defence (MOD), United Kingdom in Ethical Principles for AI in Defence, Jun 15, 2022