Safe and Ethical AI (SEA) Platform Network · Linking Artificial Intelligence Principles (LAIP)

Principles

Beijing AI Principles

Publisher: Beijing Academy of Artificial Intelligence (BAAI); Peking University; Tsinghua University; Institute of Automation, Chinese Academy of Sciences; Institute of Computing Technology, Chinese Academy of Sciences; Artifical Intelligence Industry Innovation Strategy Alliance (AITISA); etc.

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: China

Abbreviation: Beijing 2019

Date of Publication: May 25, 2019

List of Content:

(Preamble) Research & Development · Do Good · For Humanity · Be Responsible · Control Risks · Be Ethical · Be Diverse and Inclusive · Open and Share Use · Use Wisely and Properly · Informed consent · Education and Training Governance · Optimizing Employment · Harmony and Cooperation · Adaptation and Moderation · Subdivision and Implementation · Long term Planning

Asilomar AI Principles

Publisher: Future of Life Institute (FLI), Beneficial AI 2017

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: FLI 2017

Date of Publication: Jan 3-8, 2017

List of Content:

Research Issues · 1) Research Goal · 2) Research Funding · 3) Science Policy Link · 4) Research Culture · 5) Race Avoidance Ethics and Values · 6) Safety · 7) Failure Transparency · 8) Judicial Transparency · 9) Responsibility · 10) Value Alignment · 11) Human Values · 12) Personal Privacy · 13) Liberty and Privacy · 14) Shared Benefit · 15) Shared Prosperity · 16) Human Control · 17) Non subversion · 18) AI Arms Race Longer term Issues · 19) Capability Caution · 20) Importance · 21) Risks · 22) Recursive Self Improvement · 23) Common Good

Governance Principles for the New Generation Artificial Intelligence--Developing Responsible Artificial Intelligence

Publisher: National Governance Committee for the New Generation Artificial Intelligence, China

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: China

Abbreviation: NGCNGAI 2019

Date of Publication: Jun 17, 2019

List of Content:

(Preamble) 1. Harmony and Human friendly 2. Fairness and Justice 3. Inclusion and Sharing 4. Respect for Privacy 5. Safety and Controllability 6. Shared Responsibility 7. Open and Collaboration 8. Agile Governance

Dubai's AI Principles

Publisher: Smart Dubai

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United Arab Emirates

Abbreviation: Smart Dubai 2019

Date of Publication: Jan 08, 2019

List of Content:

Ethics · We will make AI systems fair · We will make AI systems accountable · We will make AI systems as explainable as technically possible · We will make AI systems transparent Security · AI systems will be safe, secure and controllable by humans · AI systems should not be able to autonomously hurt, destroy or deceive humans Humanity · We will plan for a future in which AI systems become increasingly intelligent · We will give AI systems human values and make them beneficial to society Inclusiveness · We will promote human values, freedom and dignity · We will respect people’s privacy · We will share the benefits of AI throughout society · We will govern AI as a global effort

Joint Pledge on Artificial Intelligence Industry Self-Discipline (Draft for Comment)

Publisher: Artificial Intelligence Industry Alliance (AIIA), China

Type of Publisher: Industry

Country of Region: China

Abbreviation: AIIA 2019

Date of Publication: May 31, 2019

List of Content:

(Preamble) Chapter I: General Provisions · Article 1: Human oriented. · Article 2: Enhance well being. · Article 3: Fair and just. · Article 4: Avoid harm. Chapter II: Principles · Article 5: Secure safe and controllable. · Article 6: Transparent and explainable. · Article 7: Protect privacy. · Article 8: Clarify responsibilities. · Article 9: Diversity and inclusivity. Chapter III: Activities · Article 10: Self discipline and self governance. · Article 11: Formulate standards. · Article 12: Promote sharing. · Article 13: Universal education. · Article 14: Continually push forward. Chapter IV: Supplementary Provisions · Article 15: The signatory units of this Joint Pledge undertake to abide by laws and regulations and relevant state provisions in carrying out activities related to artificial intelligence development. · Article 16: Encourage enterprises, universities, research institutes, industry organizations, individuals, etc., to jointly practice the contents of the Joint Pledge and accept society's supervision. · Article 17: Support relevant units or organizations to formulate self discipline norms based on this Joint Pledge for various industries and fields. · Article 18: The China Artificial Intelligence Industry Alliance is responsible for formulating, revising, and interpreting this Joint Pledge.

Recommendations for reliable artificial intelligence

Publisher: OFFICE OF THE CHIEF OF MINISTERS UNDERSECRETARY OF INFORMATION TECHNOLOGIES

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Argentina

Abbreviation: Argentina 2023

Date of Publication: Jnue 2, 2023

List of Content:

Proportionality and harmlessness. Safety and security. Fairness and non discrimination. Sustainability. Right to privacy and data protection. Human oversight and decision making. Transparency and explainability. Responsibility and accountability. Awareness and education. Adaptive multi stakeholder governance and collaboration

Artificial Intelligence for Children: Beijing Principles

Publisher: Beijing Academy of Artificial Intelligence (BAAI), Peking University, Tsinghua University and the Chinese Academy of Sciences, together with enterprises that focus on AI development.

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations；Industry

Country of Region: China

Abbreviation: Beijing Children 2020

Date of Publication: Sep 14, 2020

List of Content:

(Preamble) Children centered values · Dignity · Growth · Fairness · Children first Protecting children's rights · Safety protection · Physical and mental health · Privacy protection · Quality education · Expression of will Taking responsibilities · Be responsible · Control risks · Explain accordingly · Ensure informed · Train and guide · Be sustainable Multi stakeholder governance · Policy making · Legal system improvement · Multi stakeholder collaboration · Openness and sharing Note:

Social Principles of Human-centric AI

Publisher: Cabinet Office, Government of Japan

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Japan

Abbreviation: Cabinet Office 2018

Date of Publication: Dec 27, 2018

List of Content:

Fundamental Philosophy · (1) Dignity · (2) Diversity & Inclusion · (3) Sustainability Social Principles of AI · (1) Human centric · (2) Education · (3) Privacy · (4) Security · (5) Fair Competition · (6) Fairness, Accountability, and Transparency · (7) Innovation

Global AI Governance Initiative

Publisher: Cyberspace Administration of China

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: China

Abbreviation: China Global 2023

Date of Publication: October 18, 2023

List of Content:

(preamble) We should uphold a people centered approach in developing AI, with the goal of increasing the wellbeing of humanity and on the premise of ensuring social security and respecting the rights and interests of humanity, so that AI always develops in a way that is beneficial to human civilization. We should actively support the role of AI in promoting sustainable development and tackling global challenges such as climate change and biodiversity conservation. We should respect other countries' national sovereignty and strictly abide by their laws when providing them with AI products and services. We oppose using AI technologies for the purposes of manipulating public opinion, spreading disinformation, intervening in other countries' internal affairs, social systems and social order, as well as jeopardizing the sovereignty of other states. We must adhere to the principle of developing AI for good, respect the relevant international laws, and align AI development with humanity's common values of peace, development, equity, justice, democracy, and freedom. We should work together to prevent and fight against the misuse and malicious use of AI technologies by terrorists, extreme forces, and transnational organized criminal groups. All countries, especially major countries, should adopt a prudent and responsible attitude to the research, development, and application of AI technologies in the military field. We should uphold the principles of mutual respect, equality, and mutual benefit in AI development. All countries, regardless of their size, strength, or social system, should have equal rights to develop and use AI. We call for global collaboration to foster the sound development of AI, share AI knowledge, and make AI technologies available to the public under open source terms. We oppose drawing ideological lines or forming exclusive groups to obstruct other countries from developing AI. We also oppose creating barriers and disrupting the global AI supply chain through technological monopolies and unilateral coercive measures. We should promote the establishment of a testing and assessment system based on AI risk levels, implement agile governance, and carry out tiered and category based management for rapid and effective response. R&D entities should improve the explainability and predictability of AI, increase data authenticity and accuracy, ensure that AI always remains under human control, and build trustworthy AI technologies that can be reviewed, monitored, and traced. We should gradually establish and improve relevant laws, regulations and rules, and ensure personal privacy and data security in the R&D and application of AI. We oppose theft, tampering, leaking, and other illegal collection and use of personal information. We should adhere to the principles of fairness and non discrimination, and avoid biases and discrimination based on ethnicities, beliefs, nationalities, genders, etc., during the process of data collection, algorithm design, technology development, and product development and application. We should put ethics first. We should establish and improve ethical principles, norms, and accountability mechanisms for AI, formulate AI ethical guidelines, and build sci tech ethical review and regulatory system. We should clarify responsibilities and power boundaries for entities related to AI, fully respect and safeguard the legitimate rights and interests of various groups, and address domestic and international ethical concerns in a timely manner. We should uphold the principles of wide participation and consensus based decision making, adopt a gradual approach, pay close attention to technological advancements, conduct risk assessments and policy communication, and share best practices. On this basis, we should encourage active involvement from multiple stakeholders to achieve broad consensus in the field of international AI governance, based on exchange and cooperation and with full respect for differences in policies and practices among countries. We should actively develop and apply technologies for AI governance, encourage the use of AI technologies to prevent AI risks, and enhance our technological capacity for AI governance. We should increase the representation and voice of developing countries in global AI governance, and ensure equal rights, equal opportunities, and equal rules for all countries in AI development and governance. Efforts should be made to conduct international cooperation with and provide assistance to developing countries, to bridge the gap in AI and its governance capacity. We support discussions within the United Nations framework to establish an international institution to govern AI, and to coordinate efforts to address major issues concerning international AI development, security, and governance.

Ethical principles and democratic prerequisites

Publisher: European Group on Ethics in Science and New Technologies, European Commission

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Europe

Abbreviation: EGE 2018

Date of Publication: Mar 9, 2018

List of Content:

(a) Human dignity (b) Autonomy (c) Responsibility (d) Justice, equity, and solidarity (e) Democracy (f) Rule of law and accountability (g) Security, safety, bodily and mental integrity (h) Data protection and privacy (i) Sustainability

G20 AI Principles

Publisher: G20 Ministerial Meeting on Trade and Digital Economy

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: International

Abbreviation: G20 2019

Date of Publication: Jun 09, 2019

List of Content:

(Preamble) Section 1: Principles for responsible stewardship of trustworthy AI · 1.1. Inclusive growth, sustainable development and well being · 1.2. Human centered values and fairness · 1.3. Transparency and explainability · 1.4. Robustness, security and safety · 1.5. Accountability Section 2: National policies and international co operation for trustworthy AI · 2.1. Investing in AI research and development · 2.2. Fostering a digital ecosystem for AI · 2.3 Shaping an enabling policy environment for AI · 2.4. Building human capacity and preparing for labor market transformation · 2.5. International co operation for trustworthy AI

Artificial Intelligence at Google: Our Principles

Publisher: Google

Type of Publisher: Industry

Country of Region: United States

Abbreviation: Google 2018

Date of Publication: Jun 7, 2018

List of Content:

(Preamble) Objectives for AI Applications · 1. Be socially beneficial. · 2. Avoid creating or reinforcing unfair bias. · 3. Be built and tested for safety. · 4. Be accountable to people. · 5. Incorporate privacy design principles. · 6. Uphold high standards of scientific excellence. · 7. Be made available for uses that accord with these principles. AI Applications We Will Not Pursue Conclusion

AI Policy Principles

Publisher: Information Technology Industry Council (ITI)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: ITI 2017

Date of Publication: Oct 24, 2017

List of Content:

1. Our Responsibility: Promoting Responsible Development and Use. · 1.1 Responsible Design and Deployment · 1.2 Safety and Controllability · 1.3 Robust and Representative Data · 1.4 Interpretability · 1.5 Liability of AI Systems Due to Autonomy 2. The Opportunity for Governments: Investing and Enabling the AI Ecosystem. · 2.1 Investment in AI Research and Development · 2.2 Flexible Regulatory Approach · 2.3 Promoting Innovation and the Security of the Internet · 2.4 Cybersecurity and Privacy · 2.5 Global Standards and Best Practices 3. The Opportunity for Public Private Partnerships: Promoting Lifespan Education and Diversity. · 3.1 Democratizing Access and Creating Equality of Opportunity · 3.2 Science, Technology, Engineering and Math (STEM) Education · 3.3 Workforce · 3.4 Public Private Partnership

Guiding Principles and Recommendations

Publisher: Internet Society, "Artificial Intelligence and Machine Learning: Policy Paper"

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: Internet Society 2017

Date of Publication: Apr 18, 2017

List of Content:

(Preamble) Ethical Considerations in Deployment and Design Ensure “Interpretability” of AI systems Public Empowerment Responsible Deployment Ensuring Accountability Social and Economic Impacts Open Governance

AI R&D Principles

Publisher: Ministry of Internal Affairs and Communications (MIC), the Government of Japan

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Japan

Abbreviation: MIC 2017

Date of Publication: Jul 28, 2017

List of Content:

1. Principle of collaboration 2. Principle of transparency 3. Principle of controllability 4. Principle of safety 5. Principle of security 6. Principle of privacy 7. Principle of ethics 8. Principle of user assistance 9. Principle of accountability

Draft AI Utilization Principles

Publisher: Ministry of Internal Affairs and Communications (MIC), the Government of Japan

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Japan

Abbreviation: MIC 2018

Date of Publication: Jul 17, 2018

List of Content:

1. Principle of proper utilization 2. Principle of data quality 3. Principle of collaboration 4. Principle of safety 5. Principle of security 6. Principle of privacy 7. Principles of human dignity and individual autonomy 8. Principle of fairness 9. Principle of transparency 10.Principle of accountability

The Montreal Declaration for a Responsible Development of Artificial Intelligence

Publisher: University of Montreal

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: Canada

Abbreviation: Montreal 2018

Date of Publication: Dec 4, 2018

List of Content:

PREAMBLE 1 WELL BEING PRINCIPLE 2 RESPECT FOR AUTONOMY PRINCIPLE 3 PROTECTION OF PRIVACY AND INTIMACY PRINCIPLE 4 SOLIDARITY PRINCIPLE 5 DEMOCRATIC PARTICIPATION PRINCIPLE 6 EQUITY PRINCIPLE 7 DIVERSITY INCLUSION PRINCIPLE 8 PRUDENCE PRINCIPLE 9 RESPONSIBILITY PRINCIPLE 10 SUSTAINABLE DEVELOPMENT PRINCIPLE

Ethical Norms for the New Generation Artificial Intelligence

Publisher: National Governance Committee for the New Generation Artificial Intelligence, China

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: China

Abbreviation: NGCNGAI 2021

Date of Publication: Sep 25, 2021

List of Content:

(Preamble) Chapter 1. General Principles Chapter 2. The Norms of Management Chapter 3. The Norms of Research and Development Chapter 4. The Norms of Supply Chapter 5. The Norms of Use Chapter 6. Organization and Implementation

10 AI rules

Publisher: Satya Nadella, CEO of Microsoft

Type of Publisher: Industry

Country of Region: United States

Abbreviation: Nadella 2016

Date of Publication: Jun 28, 2016

List of Content:

(6 "musts" for A.I.) · 1. A.I. must be designed to assist humanity · 2. A.I. must be transparent · 3. A.I. must maximize efficiencies without destroying the dignity of people · 4. A.I. must be designed for intelligent privacy — sophisticated protections that secure personal and group information in ways that earn trust. · 5. A.I. must have algorithmic accountability so that humans can undo unintended harm. We must design these technologies for the expected and the unexpected. · 6. A.I. must guard against bias, ensuring proper, and representative research so that the wrong heuristics cannot be used to discriminate. (4 “musts” for humans) · 1. (Humans will need) Empathy · 2. (Humans will need) Education · 3. (Humans will need) Creativity · 4. (Humans will need) Judgment and accountability

OECD Principles on Artificial Intelligence

Publisher: The Organisation for Economic Co-operation and Development (OECD)

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: International

Abbreviation: OECD 2019

Date of Publication: May 22, 2019

List of Content:

Section 1: Principles for responsible stewardship of trustworthy AI · 1.1. Inclusive growth, sustainable development and well being · 1.2. Human centred values and fairness · 1.3. Transparency and explainability · 1.4. Robustness, security and safety · 1.5. Accountability Section 2: National policies and international co operation for trustworthy AI · 2.1. Investing in AI research and development · 2.2. Fostering a digital ecosystem for AI · 2.3 Shaping an enabling policy environment for AI · 2.4. Building human capacity and preparing for labor market transformation · 2.5. International co operation for trustworthy AI

Principles for Ethical Use of AI [Beta]

Publisher: Government of Ontario, Canada

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Canada

Abbreviation: Ontario 2023

Date of Publication: Sept 14, 2023

List of Content:

1. Transparent and explainable 2. Good and fair 3. Safe 4. Accountable and responsible 5. Human centric 6. Sensible and appropriate

Artificial Intelligence Code of Ethics

Publisher: AI Alliance Russia

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Russia

Abbreviation: Russia 2021

Date of Publication: Oct 26, 2021

List of Content:

(Preamble) SECTION I PRINCIPLES OF ETHICS AND RULES OF CONDUCT · 1. THE MAIN PRIORITY OF THE DEVELOPMENT OF AI TECHNOLOGIES IS PROTECTING THE INTERESTS AND RIGHTS OF HUMAN BEINGS COLLECTIVELY AND AS INDIVIDUALS · 2. NEED FOR CONSCIOUS RESPONSIBILITY WHEN CREATING AND USING AI · 3. HUMANS ARE ALWAYS RESPONSIBILITY FOR THE CONSEQUENCES OF THE APPLICATION OF AN AIS · 4. AI TECHNOLOGIES SHOULD BE APPLIED AND IMPLEMENTED WHERE IT WILL BENEFIT PEOPLE · 5. INTERESTS OF DEVELOPING AI TECHNOLOGIES ABOVE THE INTERESTS OF COMPETITION · 6. IMPORTANCE OF MAXIMUM TRANSPARENCY AND TRUTHFULNESS IN INFORMATION ON THE LEVEL OF DEVELOPMENT, CAPABILITIES AND RISKS OF AI TECHNOLOGIES SECTION 2 APPLICATION OF THE CODE · 1. Foundation of the code action · 2. MECHANISM OF ACCESSION AND IMPLEMENTATION OF THE CODE

AI Ethics Code (revised version)

Publisher: AI Alliance Russia

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Russia

Abbreviation: Russia 2022

Date of Publication: Oct 21, 2022 (unconfirmed)

List of Content:

(Preamble) SECTION I ETHICAL PRINCIPLES AND RULES OF CONDUCT · 1. THE KEY PRIORITY OF AI TECHNOLOGIES DEVELOPMENT IS PROTECTION OF THE INTERESTS AND RIGHTS OF HUMAN BEINGS AT LARGE AND EVERY PERSON IN PARTICULAR · 2. RESPONSIBILITY MUST BE FULLY ACKNOWLEDGED WHEN CREATING AND USING AI · 3. HUMANS ARE ALWAYS RESPONSIBILE FOR THE CONSEQUENCES OF AI SYSTEMS APPLICATION · 4. AI TECHNOLOGIES SHOULD BE USED IN ACCORDANCE WITH THE INTENDED PURPOSE AND INTEGRATED WHERE IT WILL BENEFIT PEOPLE · 5. INTERESTS OF AI TECHNOLOGIES DEVELOPMENT OUTWEIGH THE INTERESTS OF COMPETITION · 6. MAXIMUM TRANSPARENCY AND RELIABILITY OF INFORMATION CONCERNING THE LEVEL OF AI TECHNOLOGIES DEVELOPMENT, THEIR CAPABILITIES AND RISKS ARE CRUCIAL SECTION 2 APPLICATION OF THE CODE · 1. THE BASICS OF THE CODE · 2. ACCESSION MECHANISM AND IMPLEMENTATION OF THE CODE

Shanghai Initiative for the Safe Development of Artificial Intelligence

Publisher: Shanghai Advisory Committee of Experts on Artificial Intelligence Industry Security

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: China

Abbreviation: SHAIISEAC 2019

Date of Publication: Aug 30, 2019

List of Content:

(Preamble) 1. Future oriented 2. People oriented 3. Clear responsibility 4. Privacy Protection 5. Algorithmic justice 6. Transparent regulation 7. Peaceful use 8. Open cooperation

AI Ethics Principles

Publisher: SDAIA

Type of Publisher: Government

Country of Region: Saudi Arab

Abbreviation: Saudi Arab 2022

Date of Publication: Sept 14, 2022

List of Content:

Principle 1 – Fairness · Plan and Design: · Plan and Design: · Prepare Input Data: · Build and Validate: Principle 2 – Privacy & Security Plan and Design: · Prepare Input Data: · Build and Validate: Principle 3 – Humanity · Plan and Design: · Prepare Input Data: · Build and Validate: · Deploy and Monitor: Principle 4 – Social & Environmental Benefits · Plan and Design: · Prepare Input Data: · Build and Validate: · Deploy and Monitor: Principle 5 – Reliability & Safety · Plan and Design: Prepare Input Data: · Build and Validate: · Deploy and Monitor: Principle 6 – Transparency & Explainability · Plan and Design: · Build and Validate: · Deploy and Monitor: Principle 7 – Accountability & Responsibility Plan and Design: · Prepare Input Data: · Build and Validate: · Deploy and Monitor:

Telia Company Guiding Principles on trusted AI ethics

Publisher: Telia Company AB

Type of Publisher: Industry

Country of Region: Sweden

Abbreviation: Telia 2019

Date of Publication: Jan 22, 2019

List of Content:

(Preamble) 1. Responsible and value centric 2. Human centric 3. Rights respecting 4. Control 5. Accountable 6. Safe and secure 7. Transparent and explainable 8. Fair and equal 9. Continuous review and dialogue

Ethical Principles for AI in Defence

Publisher: The Ministry of Defence (MOD), United Kingdom

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United Kingdom

Abbreviation: UK MOD 2022

Date of Publication: Jun 15, 2022

List of Content:

Preamble: Our intent for the ethical use of AI in Defence First principle: Human Centricity Second principle: Responsibility Third principle: Understanding Fourth principle: Bias and Harm Mitigation Fifth principle: Reliability

The Recommendation on the Ethics of Artificial Intelligence

Publisher: The United Nations Educational, Scientific and Cultural Organization (UNESCO)

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: International

Abbreviation: UNESCO 2021

Date of Publication: Nov 24, 2021

List of Content:

VALUES · Respect, protection and promotion of human rights and fundamental freedoms and human dignity · Environment and ecosystem flourishing · Ensuring diversity and inclusiveness · Living in peaceful, just and interconnected societies PRINCIPLES · Proportionality and Do No Harm · Safety and security · Fairness and non discrimination · Sustainability · Right to Privacy, and Data Protection · Human oversight and determination · Transparency and explainability · Responsibility and accountability · Awareness and literacy · Multi stakeholder and adaptive governance and collaboration

Requirements for child-centred AI

Publisher: United Nations Children's Fund (UNICEF) and the Ministry of

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: International

Abbreviation: UNICEF 2020

Date of Publication: Sep 16, 2020

List of Content:

1. Support children's development and well being 2. Ensure inclusion of and for children 3. Prioritize fairness and non discrimination for children 4. Protect children's data and privacy 5. Ensure safety for children 6. Provide transparency, explainability and accountability for children 7. Empower governments and businesses with knowledge of AI and children's rights 8. Prepare children for present and future developments in AI 9. Create an enabling environment for child centred AI

Key ethical principles for use of artificial intelligence for health

Publisher: World Health Organization (WHO)

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: International

Abbreviation: WHO 2021

Date of Publication: Jun 28, 2021

List of Content:

1 Protect autonomy 2 Promote human well being, human safety and the public interest 3 Ensure transparency, explainability and intelligibility 4 Foster responsibility and accountability 5 Ensure inclusiveness and equity 6 Promote artificial intelligence that is responsive and sustainable

ASEAN Guide on AI Governance and Ethics

Publisher: ASEAN

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: ASEAN

Abbreviation: ASEAN 2024

Date of Publication: 2024

List of Content:

1. Transparency and Explainability 2. Fairness and Equity 3. Security and Safety 4. Human centricity 5. Privacy and Data Governance 6. Accountability and Integrity 7. Robustness and Reliability

AI Ethics Principles

Publisher: Department of Industry, Innovation and Science, Australian Government

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Australia

Abbreviation: Australia 2019

Date of Publication: Nov 7, 2019

List of Content:

(Preamble) Human, social and environmental wellbeing Human centred values Fairness Privacy protection and security Reliability and safety Transparency and explainability Contestability Accountability

Deutsche Telekom’s guidelines for artificial intelligence

Publisher: Deutsche Telekom

Type of Publisher: Industry

Country of Region: Germany

Abbreviation: Deutsche Telekom 2018

Date of Publication: May 11, 2018

List of Content:

Preamble 1. We are responsible. 2. We care. 3. We put our customers first. 4. We are transparent. 5. We are secure. 6. We set the framework. 7. We maintain control. 8. We foster the cooperative model. 9. We share and enlighten.

Key requirements for trustworthy AI

Publisher: European Commission

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Europe

Abbreviation: EC 2019

Date of Publication: Apr 8, 2019

List of Content:

I. Human agency and oversight II. Technical robustness and safety III. Privacy and Data Governance IV. Transparency V. Diversity, non discrimination and fairness VI. Societal and environmental well being VII. Accountability

Harmonious Artificial Intelligence Principles (HAIP)

Publisher: HAIP Initiative

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: China

Abbreviation: HAIP 2018

Date of Publication: Sep 16, 2018

List of Content:

1. The philosophy of creating mechanism based AI towards conscious intelligent living becomings · (1) Humanization · (2) Natural Inspiration · (3) Artificial Emotions · (4) Artificial Consciousness · (5) Empathy and Altruism 2. Principles for Artificial Intelligence · (6) Safety · (7) Privacy for Human · (8) Bias on Human · (9) Responsibility for Human · (10) Common Morality and Ethics · (11) Legal Constraints for AI · (12) Existence Protection 3. Principles for Human · (13) Empathy · (14) Privacy for AI · (15) Bias on Machine · (16) Responsibility for AI · (17) Legal Constraints for Human 4. Shared Principles for Human and AI · (18) Collaboration · (19) Coordination · (20) Mutural Trust · (21) Evolvability

Draft Ethics Guidelines for Trustworthy AI

Publisher: The European Commission’s High-Level Expert Group on Artificial Intelligence

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Europe

Abbreviation: HLEG 2018

Date of Publication: Dec 18, 2018

List of Content:

Ethical Principles in the Context of AI and Correlating Values · 1. The Principle of Beneficence: “Do Good” · 2. The Principle of Non maleficence: “Do no Harm” · 3. The Principle of Autonomy: “Preserve Human Agency” · 4. The Principle of Justice: “Be Fair” · 5. The Principle of Explicability: “Operate transparently” Requirements of Trustworthy AI · 1. Accountability · 2. Data Governance · 3. Design for all · 4. Governance of AI Autonomy (Human oversight) · 5. Non Discrimination · 6. Respect for (& Enhancement of) Human Autonomy · 7. Respect for Privacy · 8. Robustness · 9. Safety · 10. Transparency

Declaration On Ethics And Data Protection In Artifical Intelligence

Publisher: 40th International Conference of Data Protection and Privacy Commissioners (ICDPPC)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: ICDPPC 2018

Date of Publication: Oct 23, 2018

List of Content:

(Preamble) 1. Artificial intelligence and machine learning technologies should be designed, developed and used in respect of fundamental human rights and in accordance with the fairness principle, in particular by: 2. Continued attention and vigilance, as well as accountability, for the potential effects and consequences of, artificial intelligence systems should be ensured, in particular by: 3. Artificial intelligence systems transparency and intelligibility should be improved, with the objective of effective implementation, in particular by: 4. As part of an overall “ethics by design” approach, artificial intelligence systems should be designed and developed responsibly, by applying the principles of privacy by default and privacy by design, in particular by: 5. Empowerment of every individual should be promoted, and the exercise of individuals’ rights should be encouraged, as well as the creation of opportunities for public engagement, in particular by: 6. Unlawful biases or discriminations that may result from the use of data in artificial intelligence should be reduced and mitigated, including by: (Conclusion)

IDAIS-Venice

Publisher: IDAIS (International Dialogues on AI Safety)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: IDAIS 2024b

Date of Publication: Sept 5, 2024

List of Content:

Statement · Consensus Statement on AI Safety as a Global Public Good · Emergency Preparedness Agreements and Institutions, · A Safety Assurance Framework, · Independent Global AI Safety and Verification Research, · Emergency Preparedness Agreements and Institutions · Safety Assurance Framework · Independent Global AI Safety and Verification Research

Ethically Aligned Design (v2): General Principles

Publisher: The IEEE Global Initiative on Ethics of Autonomous and Intelligent Systems

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: IEEE 2017

Date of Publication: (v1) Dec 13, 2016. (v2) Dec 12, 2017

List of Content:

1. Principle 1 — Human Rights 2. Principle 2 — Prioritizing Well being 3. Principle 3 — Accountability 4. Principle 4 — Transparency 5. Principle 5 — A IS Technology Misuse and Awareness of It

AI public policy principles

Publisher: Intel

Type of Publisher: Industry

Country of Region: United States

Abbreviation: Intel 2017

Date of Publication: Oct 18, 2017

List of Content:

• Foster Innovation and Open Development • Create New Human Employment Opportunities and Protect People’s Welfare • Liberate Data Responsibly • Rethink Privacy • Require Accountability for Ethical Design and Implementation

The Japanese Society for Artificial Intelligence Ethical Guidelines

Publisher: The Japanese Society for Artificial Intelligence (JSAI)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: Japan

Abbreviation: JSAI 2017

Date of Publication: Feb 28, 2017

List of Content:

Preamble 1. Contribution to humanity 2. Abidance of laws and regulations 3. Respect for the privacy of others 4. Fairness 5. Security 6. Act with integrity 7. Accountability and Social Responsibility 8. Communication with society and self development 9. Abidance of ethics guidelines by AI

The Montreal Declaration for a Responsible Development of Artificial Intelligence

Publisher: University of Montreal, Forum on the Socially Responsible Development of AI

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: Canada

Abbreviation: Montreal 2017

Date of Publication: Nov 3, 2017

List of Content:

1. Well being 2. Autonomy 3. Justice 4. Privacy 5. Knowledge 6. Democracy 7. Responsibility

AI Ethical Principles

Publisher: Rebelliondefense

Type of Publisher: Industry

Country of Region: United States

Abbreviation: Rebelliondefense 2023

Date of Publication: January 2023

List of Content:

Protect democracy, humanitarian values, and the rule of law Uphold high standards of scientific and technological excellence Practice holism and do not reduce our ethical focus to components Pursue deterrence, not escalation Design for human control, accountability, and intended use Encode privacy into technology Ensure fairness

Chinese Young Scientists’ Declaration on the Governance and Innovation of Artificial Intelligence

Publisher: Youth Work Committee of Shanghai Computer Society

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: China

Abbreviation: Shanghai YoungAI 2019

Date of Publication: Aug 29, 2019

List of Content:

1. Ethical responsibility · 1) Privacy: · 2) Diversity and Fairness: · 3) Ethics: 2. Safety responsibility · 1) Robustness: · 2) Transparency: 3. Legal responsibility · 1) Accountability: · 2) Humanistic approach: 4. Social responsibility · 1) Eco friendly System: · 2) Benefit to Human Well being:

Sony Group AI Ethics Guidelines

Publisher: Sony Group

Type of Publisher: Industry

Country of Region: Japan

Abbreviation: Sony 2018

Date of Publication: Sep 25, 2018

List of Content:

Scope of the Guidelines Definitions in the Guidelines Revision of the Guidelines 1. Supporting Creative Life Styles and Building a Better Society 2. Stakeholder Engagement 3. Provision of Trusted Products and Services 4. Privacy Protection 5. Respect for Fairness 6. Pursuit of Transparency 7. The Evolution of AI and Ongoing Education

"ARCC": An Ethical Framework for Artificial Intelligence

Publisher: Tencent Research Institute

Type of Publisher: Industry

Country of Region: China

Abbreviation: Tencent 2018

Date of Publication: Sep 18, 2018

List of Content:

Principle 1: AI should be available · Human development and well being · Human oriented approach · Human computer symbiosis · Algorithmic fairness Principle 2: AI should be reliable · General requirements · Test and validation · Digital security, physical security, and political security · Privacy protection Principle 3: AI should be comprehensible · "Black box" technology · Differential transparency · Explanation rather than technological transparency · Public engagement and exercise of individuals' rights · Informational self determination Principle 4: AI should be controllable · Effective control by humans · Risk Control · Precautionary principle · Application boundary

Six AI Principles proposed by Mme Fu Ying

Publisher: Center for International Strategy and Security, Tsinghua University (Tsinghua CISS)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: China

Abbreviation: Tsinghua CISS 2019

Date of Publication: Jan 23, 2019

List of Content:

First, the principle of well being. Second, the principle of security. Third, the principle of sharing. Fourth, the principle of peace. Fifth, the principle of the rule of law. Sixth, the principle of cooperation.

Principles for the Ethical Use of Artificial Intelligence in the United Nations System

Publisher: United Nations System Chief Executives Board for Coordination

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: International

Abbreviation: UNCEB 2022

Date of Publication: Sept 20, 2022

List of Content:

Do no harm Defined purpose, necessity and proportionality Safety and security Fairness and non discrimination Sustainability Right to privacy, data protection and data governance Human autonomy and oversight Transparency and explainability Responsibility and accountability Inclusion and participation

Top 10 Principles For Ethical Artificial Intelligence

Publisher: UNI Global Union

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: UNI Global Union 2017

Date of Publication: Dec 11, 2017

List of Content:

1. Demand That AI Systems Are Transparent 2. Equip AI Systems With an “Ethical Black Box” 3. Make AI Serve People and Planet 4. Adopt a Human In Command Approach 5. Ensure a Genderless, Unbiased AI 6. Share the Benefits of AI Systems 7. Secure a Just Transition and Ensuring Support for Fundamental Freedoms and Rights 8. Establish Global Governance Mechanisms 9. Ban the Attribution of Responsibility to Robots 10. Ban AI Arms Race

Principles of Artificial Intelligence Ethics for the Intelligence Community

Publisher: Intelligence Community (IC), United States

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United States

Abbreviation: US IC 2020

Date of Publication: Jul 23, 2020

List of Content:

(Preamble) Respect the Law and Act with Integrity. Transparent and Accountable. Objective and Equitable. Human Centered Development and Use. Secure and Resilient. Informed by Science and Technology.

Principles for the Stewardship of AI Applications

Publisher: The White House Office of Science and Technology Policy (OSTP), United States

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United States

Abbreviation: US OSTP 2020

Date of Publication: Nov 17, 2020

List of Content:

1. Public Trust in AI 2. Public Participation 3. Scientific Integrity and Information Quality 4. Risk Assessment and Management 5. Benefits and Costs 6. Flexibility 7. Fairness and Non Discrimination 8. Disclosure and Transparency 9. Safety and Security 10. Interagency Coordination

Principles for the Stewardship of AI Applications

Publisher: The White House Office of Science and Technology Policy (OSTP), United States

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United States

Abbreviation: US OSTP 2020

Date of Publication: Nov 17, 2020

List of Content:

1. Public Trust in AI 2. Public Participation 3. Scientific Integrity and Information Quality 4. Risk Assessment and Management 5. Benefits and Costs 6. Flexibility 7. Fairness and Non Discrimination 8. Disclosure and Transparency 9. Safety and Security 10. Interagency Coordination

The FAST Track Principles

Publisher: The Alan Turing Institute

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United Kingdom

Abbreviation: Alan Turing Inst 2019

Date of Publication: Jun 10, 2019

List of Content:

Fairness Accountability Sustainability Transparency

Trustworthy AI in Aotearoa: The AI Principles

Publisher: the Law, Society and Ethics Working Group of the AI Forum，New Zealand

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: New Zealand

Abbreviation: Aotearoa 2020

Date of Publication: Mar 4, 2020

List of Content:

(Preamble) 1. FAIRNESS AND JUSTICE 2. RELIABILITY, SECURITY AND PRIVACY 3. TRANSPARENCY 4. HUMAN OVERSIGHT AND ACCOUNTABILITY 5. WELLBEING

Principles on Artificial Intelligence for Biodiversity Conservation

Publisher: International Research Center for AI Ethics and Governance, Instituteof Automation, Chinese Academy of Sciences，World Animal Protection Beijing Representative Office and other 7 entities

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: China

Abbreviation: Biodiversity 2022

Date of Publication: August 25, 2022

List of Content:

Overall Vision Promote Ecological Prosperity Sustainable Development Avoid Harm Regulation and Protection Safety and Controllability Be Responsible Compliance with Laws Education and Training Cooperation

Toward a G20 Framework for Artificial Intelligence in the Workplace

Publisher: Centre for International Governance Innovation (CIGI), Canada

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: Canada

Abbreviation: CIGI 2018

Date of Publication: Jul 19, 2018

List of Content:

Seven principles focus on AI in the workplace · Focus on humans · Shared benefits · Fairness and inclusion · Reliability · Privacy and security · Transparency · Accountability

2024 China Africa Internet Development and Cooperation Forum President's Statement on China Africa Artificial Intelligence Cooperation

Publisher: China Africa Internet Development and Cooperation Forum

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: China

Abbreviation: China Africa 2024

Date of Publication: March 3, 2024

List of Content:

(preamble) Strengthen policy dialogue and communication. Promote technology research and application. Promote industrial cooperation and development. Promote the widespread application of artificial intelligence technology in fields such as agriculture, healthcare, education, and urban management in Africa. Support the construction of digital infrastructure necessary for the development of artificial intelligence such as computing power and networks, promote the development of the artificial intelligence industry in Africa, and gradually build an artificial intelligence industry chain. Carry out talent exchange and capacity building. Build a strong network and data security barrier.

AI Ethics Principles for DoD

Publisher: Defense Innovation Board (DIB), Department of Defense (DoD), United States

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United States

Abbreviation: DoDDIB 2019

Date of Publication: Oct 31, 2019

List of Content:

(Preamble) 1. Responsible. 2. Equitable. 3. Traceable. 4. Reliable. 5. Governable.

AI Code

Publisher: House of Lords of United Kingdom, Select Committee on Artificial Intelligence

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United Kingdom

Abbreviation: House of Lords 2018

Date of Publication: Apr 16, 2018

List of Content:

1. Artificial intelligence should be developed for the common good and benefit of humanity. 2. Artificial intelligence should operate on principles of intelligibility and fairness. 3. Artificial intelligence should not be used to diminish the data rights or privacy of individuals, families or communities. 4. All citizens have the right to be educated to enable them to flourish mentally, emotionally and economically alongside artificial intelligence. 5. The autonomous power to hurt, destroy or deceive human beings should never be vested in artificial intelligence.

Declaration Of Ethics For The Development And Use Of Artificial Intelligence (unofficial translation)

Publisher: IA Latam

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: IA Latam 2019

Date of Publication: Feb 8, 2019 (unconfirmed)

List of Content:

(Preamble) 1. Ensure the development of an AI at the service of individuals and society. The developed AI technology must obey its creators, as long as they do not conflict with human autonomy, the individual good and the common good. 2. AI developers are responsible for their projects and must take into account the impact that each project may have on society. We will work to avoid potentially harmful or abusive applications. As we develop and implement AI technologies, we will evaluate probable uses in light of the following factors: Purpose, nature and Impact. 3. Given the non deterministic nature of intelligent systems, a system of constant tests and validations must be established, including the inputs made to the system and its overall behavior. The architecture of AI systems must establish behavioral limits. 4. Protect the right of each person on the privacy of their data (sensitive personal information) and in the same way give ethical use to the information of each individual always with the prior consent of its owner. Each person's consent will be required regarding the use of the generation of new data created from the AI. 5. The development of an AI technology should take care of the effects on the environment. The impact that each creation may have cannot represent a threat to our environment. 6. The development of AI technologies and their effects must always be in compliance with current legislation and respect local cultural and social norms. 7. Respect and protect intellectual property at all levels and to the highest standard. All actors involved in the creation will receive the corresponding compensation for their work. 8. Avoid biases and unfair impacts on people, particularly those related to sensitive characteristics such as race, ethnicity, gender, nationality, income, sexual orientation, ability and political or religious beliefs. 9. The labor transformation is a reality, the development of AI must also as a principle collaborate in the retraining and placement of the labor force that it replaces, through education and complement of the new skills and competencies necessary. 10. Allocate resources and focus on the security of systems and data. Cyber security must be a priority for everyone, not only to maintain and improve services, but also as a fundamental part of creating the necessary trust. 11. Commitment to open research, intellectual rigor, integrity and collaboration. AI tools have the potential to unlock new areas of scientific research and knowledge in critical domains such as biology, chemistry, medicine and environmental sciences. We aspire to high standards of scientific excellence while working to advance the development of AI.

IDAIS-Oxford

Publisher: IDAIS (International Dialogues on AI Safety)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: IDAIS 2023

Date of Publication: Oct 31, 2023

List of Content:

(preamble) 1 2 3 4

IDAIS-Beijing

Publisher: IDAIS (International Dialogues on AI Safety)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: IDAIS 2024

Date of Publication: May 10, 2024

List of Content:

Statement · Consensus Statement on Red Lines in Artificial Intelligence · Autonomous Replication or Improvement · Power Seeking · Assisting Weapon Development · Cyberattacks · Deception Roadmap to Red Line Enforcement · Governance · Measurement and Evaluation · Technical Collaboration Conclusion

Artificial Intelligence Application Criteria

Publisher: Megvii

Type of Publisher: Industry

Country of Region: China

Abbreviation: Megvii 2019

Date of Publication: Jul 8, 2019

List of Content:

1. Legitimacy 2. Human supervision 3. Technical reliability, Safety and security 4. Fairness and diversity 5. Accountability and timely correction 6. Data Security and Privacy Protection

Recommendations for the treatment of personal data derived from the use of Artificial Intelligence

Publisher: National Institute of Transparency, Access to Information and Protection of Personal Data (INAI)

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Mexico

Abbreviation: Mexico 2022

Date of Publication: May 8, 2022

List of Content:

(preamble) 1. AI must benefit people and the planet by driving inclusive growth, sustainable development and well being. 2. AI systems should be designed with respect for the rule of law, human rights, democratic values and diversity, and should include appropriate mechanisms – such as allowing human intervention where necessary – to ensure a fair and equitable society. 3. There must be transparency and responsible disclosure around AI systems, to ensure that people understand their results and can challenge them. 4. AI systems must operate robustly and securely throughout their lifecycle and potential risks must be continuously assessed and managed 5. Organizations and individuals that develop, deploy or operate AI systems must be responsible for their correct functioning, based on the principles described above

Mandatory Ethical Principles for the use of AI

Publisher: Government of New South Welsh, Australia

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Australia

Abbreviation: NSW 2024

Date of Publication: 2024

List of Content:

Community benefit Fairness Privacy and security Transparency Accountability

A compilation of existing AI ethical principles (Annex A)

Publisher: Personal Data Protection Commission (PDPC), Singapore

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Singapore

Abbreviation: PDPC Compilation 2020

Date of Publication: Jan 21, 2020

List of Content:

(Preamble) 1. Accountability 2. Accuracy 3. Auditability 4. Explainability 5. Fairness 6. Human Centricity and Well being 7. Human rights alignment 8. Inclusivity 9. Progressiveness 10. Responsibility, accountability and transparency 11. Robustness and Security 12. Sustainability

SAP's Guiding Principles for Artificial Intelligence

Publisher: SAP

Type of Publisher: Industry

Country of Region: Germany

Abbreviation: SAP 2018

Date of Publication: Sep 18, 2018

List of Content:

Preamble 1. We are driven by our values 2. We design for people 3. We enable businesses beyond bias 4. We strive for transparency and integrity in all that we do 5. We uphold quality and safety standards 6. We place data protection and privacy at our core 7. We engage with the wider societal challenges of AI

ETHICAL GUIDELINES FOR THE DEVELOPMENT, APPLICATION AND USE OF RELIABLE AND RESPONSIBLE ARTIFICIAL INTELLIGENCE

Publisher: Republic of Serbia

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Serbia

Abbreviation: Serbia 2023

Date of Publication: Febrary, 2023

List of Content:

PRINCIPLES 3.1 Explainability and verifiability 3.2 Dignity 3.3 Prohibition of damages 3.4 Fairness

National AI Ethical Guidelines

Publisher: The Ministry of Science and ICT (MSIT) and the Korea Information Society Development Institute (KISDI)

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: South Korea

Abbreviation: South Korea 2020b

Date of Publication: Dec 23, 2020

List of Content:

1 The Best Value : Humanity 2 Three Basic Principles : Principles that should be considered during the development and utilization of AI to achieve AI for humanity · ① Respect for human dignity · ② Common good of society · ③ Proper use of technology 3 Ten Key Requirements : Ten essential requirements that should be met throughout the AI system lifecycle to abide by the aforementioned three basic principles · ① Safeguarding Human Right · ② Protection of Privacy · ③ Respect for Diversity · ④ Prevention of Harm · ⑤ Public Good · ⑥ Solidarity · ⑦ Data Management · ⑧ Accountability · ⑨ Safety · ⑩ Transparency

AI Principles of Telefónica

Publisher: Telefónica

Type of Publisher: Industry

Country of Region: Spain

Abbreviation: Telefonica 2018

Date of Publication: Oct 30, 2018

List of Content:

1. Fair AI 2. Transparent and explainable AI 3. Human centric AI 4. Privacy and security by design 5. Working with partners and third parties

Universal Guidelines for Artificial Intelligence

Publisher: The Public Voice coalition, established by Electronic Privacy Information Center (EPIC)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: The Public Voice 2018

Date of Publication: Oct 23, 2018

List of Content:

(Preamble) 1. Right to Transparency. 2. Right to Human Determination. 3. Identification Obligation. 4. Fairness Obligation. 5. Assessment and Accountability Obligation. 6. Accuracy, Reliability, and Validity Obligations. 7. Data Quality Obligation. 8. Public Safety Obligation. 9. Cybersecurity Obligation. 10. Prohibition on Secret Profiling. 11. Prohibition on Unitary Scoring. 12. Termination Obligation.

Tieto’s AI ethics guidelines

Publisher: Tieto

Type of Publisher: Industry

Country of Region: Finland

Abbreviation: Tieto 2018

Date of Publication: Oct 17, 2018

List of Content:

Responsibility Human rights Fairness & equality Safety & security Transparency

Universal Guidelines for AI

Publisher: Center for AI and Digital Policy

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: CAIDP 2018

Date of Publication: Oct, 2018

List of Content:

Transparency Principle Human Determination Identification Obligation. Fairness Obligation Assessment and Accountability Obligation Accuracy, Reliability, and Validity Obligations Data Quality Principle Public Safety Obligation Cybersecurity Obligation Prohibition on Secret Profiling Prohibition on Unitary Scoring Termination Obligation

Suggested generic principles for the development, implementation and use of AI

Publisher: The Extended Working Group on Ethics of Artificial Intelligence (AI) of the World Commission on the Ethics of Scientific Knowledge and Technology (COMEST), UNESCO

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: International

Abbreviation: COMEST 2019

Date of Publication: Mar 21, 2019

List of Content:

(a) Human rights: (b) Inclusiveness: (c) Flourishing: (d) Autonomy: (e) Explainability: (f) Transparency: (g) Awareness and literacy: (h) Responsibility: (i) Accountability: (j) Democracy: (k) Good governance: (l) Sustainability:

Joint Statement between the People's Republic of China and the French Republic on Artificial Intelligence and Global Governance

Publisher: China Government

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: China

Abbreviation: China France 2024

Date of Publication: May 7, 2024

List of Content:

(Preamble) 1. 2. 3. 4. 5. 6. 7. 8. 9. 10.

Principles on AI for Climate Action

Publisher: International Research Center for AI Ethics and Governance, Instituteof Automation, Chinese Academy of Sciences and other 10 entities

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: China

Abbreviation: Climate Action 2022

Date of Publication: April 26, 2022

List of Content:

(preamble) Values and Principles · For human and ecology good · Energy conservation · Privacy protection · Fairness and justice · Promote education, training and employment · Sharing and cooperation Recommendations for Action · Facilitate climate analysis and forecasting · Promote energy conservation · Contribute to reducing greenhouse gas emissions · Promote greenhouse gas absorption and carbon storage · Reducing the harm caused by climate change · Empower the development of energy systems · Contribute to the establishment of market mechanisms and policies conducive to the control of climate change

DeepMind Ethics & Society Principles

Publisher: DeepMind

Type of Publisher: Industry

Country of Region: United Kingdom

Abbreviation: DeepMind 2017

Date of Publication: Oct 3, 2017 (unconfirmed)

List of Content:

(Preamble) Social benefit Rigorous and evidence based Transparent and open Diverse and interdisciplinary Collaborative and inclusive

Opinion of the Data Ethics Commission: General ethical and legal principles

Publisher: Data Ethics Commission, Germany

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Germany

Abbreviation: GER DEC 2019

Date of Publication: Oct 10, 2019

List of Content:

Human dignity Self determination Privacy Security Democracy Justice and Solidarity Sustainability

The Eight Principles of Responsible AI

Publisher: International Technology Law Association (ITechLaw)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: ITechLaw 2019

Date of Publication: May 23, 2019

List of Content:

1 Ethical Purpose and Societal Benefit 2 Accountability 3 Transparency and Explainability 4 Fairness and Non discrimination 5 Safety and Reliability 6 Open Data and Fair Competition 7 Privacy 8 AI and Intellectual Property

Microsoft AI Principles

Publisher: Microsoft

Type of Publisher: Industry

Country of Region: United States

Abbreviation: Microsoft 2018

Date of Publication: Jan 17, 2018 (unconfirmed)

List of Content:

Fairness Inclusiveness Reliability & Safety Transparency Privacy & Security Accountability

NATO Principles of Responsible Use of Artificial Intelligence in Defence

Publisher: The North Atlantic Treaty Organization (NATO)

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: International

Abbreviation: NATO 2021

Date of Publication: Oct 22, 2021

List of Content:

A. Lawfulness: B. Responsibility and Accountability: C. Explainability and Traceability: D. Reliability: E. Governability: F. Bias Mitigation:

OpenAI Charter

Publisher: OpenAI

Type of Publisher: Industry

Country of Region: United States

Abbreviation: OpenAI 2018

Date of Publication: Apr 9, 2018

List of Content:

(Preamble) 1. Broadly Distributed Benefits 2. Long Term Safety 3. Technical Leadership 4. Cooperative Orientation

Partnership on AI: Tenets

Publisher: Partnership on AI

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: PAI 2016

Date of Publication: Sep 28, 2016 (unconfirmed)

List of Content:

1. We will seek to ensure that AI technologies benefit and empower as many people as possible. 2. We will educate and listen to the public and actively engage stakeholders to seek their feedback on our focus, inform them of our work, and address their questions. 3. We are committed to open research and dialogue on the ethical, social, economic, and legal implications of AI. 4. We believe that AI research and development efforts need to be actively engaged with and accountable to a broad range of stakeholders. 5. We will engage with and have representation from stakeholders in the business community to help ensure that domain specific concerns and opportunities are understood and addressed. 6. We will work to maximize the benefits and address the potential challenges of AI technologies, by: · a. Working to protect the privacy and security of individuals. · b. Striving to understand and respect the interests of all parties that may be impacted by AI advances. · c. Working to ensure that AI research and engineering communities remain socially responsible, sensitive, and engaged directly with the potential influences of AI technologies on wider society. · d. Ensuring that AI research and technology is robust, reliable, trustworthy, and operates within secure constraints. · e. Opposing development and use of AI technologies that would violate international conventions or human rights, and promoting safeguards and technologies that do no harm. 7. We believe that it is important for the operation of AI systems to be understandable and interpretable by people, for purposes of explaining the technology. 8. We strive to create a culture of cooperation, trust, and openness among AI scientists and engineers to help us all better achieve these goals.

Rome Call for AI Ethics

Publisher: The Pontifical Academy for Life, Microsoft, IBM, FAO, the Italia Government

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: International

Abbreviation: Rome Call 2020

Date of Publication: Feb 28, 2020

List of Content:

1. Transparency: 2. Inclusion: 3. Responsibility: 4. Impartiality: 5. Reliability: 6. Security and privacy:

Principles for AI Ethics

Publisher: Samsung

Type of Publisher: Industry

Country of Region: South Korea

Abbreviation: Samsung 2019

Date of Publication: Apr 24, 2019 (unconfirmed)

List of Content:

1. Fairness 2. Transparency 3. Accountability

Data and AI ethics principles

Publisher: Thomson Reuters

Type of Publisher: Industry

Country of Region: Canada

Abbreviation: Thomson Reuters 2023

Date of Publication: 2023

List of Content:

(preamble) That Thomson Reuters use of data and AI are informed by our Trust Principles. That Thomson Reuters will strive to partner with individuals and organizations who share similar ethical approaches to our own regarding the use of data, content, and AI. That Thomson Reuters will prioritize security and privacy in our use of data and throughout the design, development and deployment of our data and AI products and services. That Thomson Reuters will strive to maintain meaningful human involvement, and design, develop and deploy AI products and services and use data in a manner that treats people fairly. That Thomson Reuters aims to use data and to design, develop and deploy AI products and services that are reliable, consistent and empower socially responsible decisions. That Thomson Reuters will implement and maintain appropriate accountability measures for our use of data and our AI products and services. That Thomson Reuters will implement practices intended to make the use of data and AI in our products and services understandable. Thomson Reuters will use employee data to ensure a safe and inclusive work environment and to ensure employee compliance with regulations and company policies. We believe these Data and AI Ethics Principles will provide our colleagues and partners with the right foundations to build trustworthy, practical, and beneficial AI for our customers. These Data and AI Ethics Principles will evolve as the related industries continue to mature.

DoD's AI ethical principles

Publisher: Department of Defense (DoD), United States

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United States

Abbreviation: US DoD 2020

Date of Publication: Feb 24, 2020

List of Content:

1. Responsible 2. Equitable 3. Traceable 4. Reliable 5. Governable

Vodafone's AI Framework

Publisher: Vodafone Group

Type of Publisher: Industry

Country of Region: United Kingdom

Abbreviation: Vodafone 2019

Date of Publication: Jun 11, 2019

List of Content:

Transparency and accountability Ethics and Fairness Preservation of Privacy and Security Human Rights, Diversity and Inclusivity Maximising the Benefits of AI While Managing the Disruption of its Implementation

ADP: Ethics in Artificial Intelligence

Publisher: ADP

Type of Publisher: Industry

Country of Region: United States

Abbreviation: ADP 2018

Date of Publication: 2018 (unconfirmed)

List of Content:

1. Accountability and Transparency 2. Privacy Principles Privacy by Design 3. Explainability 4. Data Governance 5. Ethical and Practical Use of Data

Responsible use of artificial intelligence (AI): Our guiding principles

Publisher: Government of Canada

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Canada

Abbreviation: Canada 2019

Date of Publication: 2019 (unconfirmed)

List of Content:

1. understand and measure the impact of using AI by developing and sharing tools and approaches 2. be transparent about how and when we are using AI, starting with a clear user need and public benefit 3. provide meaningful explanations about AI decision making, while also offering opportunities to review results and challenge these decisions 4. be as open as we can by sharing source code, training data, and other relevant information, all while protecting personal information, system integration, and national security and defence 5. provide sufficient training so that government employees developing and using AI solutions have the responsible design, function, and implementation skills needed to make AI based public services better

Principles for Accountable Algorithms

Publisher: Fairness, Accountability, and Transparency in Machine Learning (FAT/ML)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: FATML 2016

Date of Publication: Jul 22, 2016 (unconfirmed)

List of Content:

(Preamble) Responsibility Explainability Accuracy Auditability Fairness (Conclusion)

IBE interactive framework of fundamental values and principles for the use of Artificial Intelligence (AI) in business

Publisher: Institute of Business Ethics (IBE)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United Kingdom

Abbreviation: IBE 2018

Date of Publication: Jan 11, 2018

List of Content:

A Accuracy R Respect of privacy T Transparency I Interpretability F Fairness I Integrity C Control I Impact A Accountability L Learning

Ethical Aspects of Autonomous and Intelligent Systems

Publisher: IEEE

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: International

Abbreviation: IEEE 2019

Date of Publication: Jun 24, 2019

List of Content:

(Preamble) Human Rights Well being Data Agency Effectiveness Transparency Accountability Awareness of Misuse Competence

Ethical guidelines on use of artificial intelligence (AI) in Indonesia

Publisher: Ministry of Communication and Informatics

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Indonesia

Abbreviation: Indonesia 2023

Date of Publication: Febrary 12, 2024

List of Content:

based on Pancasila5, eg, the use of AI should align with national interests and uphold ethical responsibilities based on Pancasila values; beneficial, eg, the use of AI based applications should give added value to business operations and improves consumer welfare; fair and accountable, eg, do not give rise to discrimination based on consumers’ lack of awareness regarding the use of black box AI technology or datasets that are inappropriate; transparent and explicable, eg, applying a “human on the loop” approach to ensure that fintech players have the knowledge and ability to control AI based application processes, and can explain them to consumers; and robustness and security, eg, ensuring that a recovery mechanism is in place in case of a cyber attack.

Seeking Ground Rules for A.I.: The Recommendations

Publisher: New Work Summit, hosted by The New York Times

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: NYTimes 2019

Date of Publication: Mar 1, 2019

List of Content:

Transparency Disclosure Privacy Diversity Bias Trust Accountability Collective governance Regulation “Complementarity”

National AI Ethical Guidelines (draft)

Publisher: The Ministry of Science and ICT (MSIT) and the Korea Information Society Development Institute (KISDI)

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: South Korea

Abbreviation: South Korea 2020

Date of Publication: Nov 27, 2020

List of Content:

3 basic principles · 1. the principle of human dignity · 2. the principle of public good in society · 3. the principle of fitness for purpose of technology 10 key requirements · 1. human rights protection · 2. privacy protection · 3. respect of diversity · 4. anti infringement · 5. public good · 6. solidarity · 7. data management · 8. accountability · 9. safety · 10. transparency

Seven principles on the use of AI systems in government

Publisher: The Treasury Board Secretariat of Canada (TBS)

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Canada

Abbreviation: TBS Canada 2018

Date of Publication: Jun 28, 2018 (unconfirmed)

List of Content:

1. People should always be governed – and perceive to be governed – by people; 2. AI systems deployed on behalf of government should be trained to reflect the Values and Ethics of the Public Sector as well as Canadian and international human rights obligations; they should be used to reinforce these values where possible; 3. Organizations are accountable for the actions of AI systems, and should build systems that are auditable; 4. Understanding the need to protect privacy and national security, AI systems should be deployed in the most transparent manner possible; 5. Organizations should ensure that reliable contingencies are in place for when AI systems fail, or to provide services to those unable to access these systems; 6. AI systems should be developed in a diverse team that includes individuals capable of assessing the ethical and socioeconomic implications of the system; 7. AI systems should be deployed in a manner that minimizes negative impact to employees where possible, and should, where feasible, be created alongside the employees that will work with them.

Principles for the Governance of AI

Publisher: The Future Society, Science, Law and Society (SLS) Initiative

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: The Future Society 2017

Date of Publication: Oct 3, 2017 (unconfirmed)

List of Content:

1. AI shall not impair, and, where possible, shall advance the equality in rights, dignity, and freedom to flourish of all humans. 2. AI shall be transparent. 3. Manufacturers and operators of AI shall be accountable. 4. AI’s effectiveness shall be measurable in the real world applications for which it is intended. 5. Operators of AI systems shall have appropriate competencies. 6. The norms of delegation of decisions to AI systems shall be codified through thoughtful, inclusive dialogue with civil society.

Principles for Algorithmic Transparency and Accountability

Publisher: ACM US Public Policy Council (USACM)

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: USACM 2017

Date of Publication: Jan 12, 2017

List of Content:

1. Awareness 2. Access and redress 3. Accountability 4. Explanation 5. Data Provenance 6. Auditability 7. Validation and Testing

Unity’s Guiding Principles for Ethical AI

Publisher: Unity Technologies

Type of Publisher: Industry

Country of Region: United States

Abbreviation: Unity 2018

Date of Publication: Nov 28, 2018

List of Content:

Be Unbiased. Be Accountable. Be Fair. Be Responsible. Be Honest. Be Trustworthy. (Conclusion)

AI Ethics Principles

Publisher: Adobe

Type of Publisher: Industry

Country of Region: United States

Abbreviation: Adobe 2021

Date of Publication: Feb 17, 2021

List of Content:

Responsibility: Accountability: Transparency:

GE Healthcare AI principles

Publisher: GE Healthcare

Type of Publisher: Industry

Country of Region: United States

Abbreviation: GE Healthcare 2018

Date of Publication: Oct 1, 2018 (unconfirmed)

List of Content:

(Preamble) Be designed for the benefit, safety and privacy of the patient Be a trusted steward of the data and insights Be transparent and produce explainable outputs Guard against creating or reinforcing bias Optimize the safe development, production and compliance of therapeutics and healthcare solutions to deliver Precision Health

Principles for the Cognitive Era

Publisher: IBM

Type of Publisher: Industry

Country of Region: United States

Abbreviation: IBM 2017

Date of Publication: Jan 17, 2017

List of Content:

1. Purpose 2. Transparency 3. Skills

Principles for Trust and Transparency

Publisher: IBM

Type of Publisher: Industry

Country of Region: United States

Abbreviation: IBM 2018a

Date of Publication: May 30, 2018

List of Content:

1. The purpose of AI is to augment human intelligence 2. Data and insights belong to their creator 3. New technology, including AI systems, must be transparent and explainable

Everyday Ethics for Artificial Intelligence: Five Areas of Ethical Focus

Publisher: IBM

Type of Publisher: Industry

Country of Region: United States

Abbreviation: IBM 2018b

Date of Publication: Sep 6, 2018

List of Content:

1. Accountability: 2. Value Alignment: 3. Explainability: 4. Fairness: 5. User Data Rights:

A Proposed Model AI Governance Framework: Guiding Principles

Publisher: Personal Data Protection Commission (PDPC), Singapore

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Singapore

Abbreviation: PDPC 2019

Date of Publication: Jan 23, 2019

List of Content:

a. Organisations using AI in decision making should ensure that the decision making process is explainable, transparent and fair. b. AI solutions should be human centric.

Principles for the Development of Use of Artificial Intelligence

Publisher: THE PRESIDENT OF THE REPUBLIC and THE CONGRESS OF THE REPUBLIC

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Peru

Abbreviation: Peru 2023

Date of Publication: July 5, 2023

List of Content:

a)Risk based safety standards: b)Multi stakeholder approach: c)Internet governance: d) Digital society: e)Ethical development for artificial intelligenceresponsible: f)Privacy of artificial intelligence:

Basic Principles of the Development and Use of Artificial Intelligence Technologies

Publisher: Office of the President of the Russian Federation, Decree of the President of the Russian Federation on the Development of Artificial Intelligence in the Russian Federation

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: Russia

Abbreviation: Russia 2019

Date of Publication: Oct 10, 2019

List of Content:

(Preamble) a) The protection of human rights and liberties b) Security c) Transparency d) Technological sovereignty e) Innovation cycle integrity f) Reasonable thrift g) Support for competition

Blueprint for an AI Bill of Rights: A Vision for Protecting Our Civil Rights in the Algorithmic Age

Publisher: OSTP

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United States

Abbreviation: US OSTP 2022

Date of Publication: Oct 4, 2022

List of Content:

Safe and Effective Systems: Algorithmic Discrimination Protections: Data Privacy: Notice and Explanation: Human Alternatives, Consideration, and Fallback:

Four principles of AI ethics

Publisher: Robin Li, co-founder and CEO of Baidu

Type of Publisher: Industry

Country of Region: China

Abbreviation: Baidu 2018

Date of Publication: May 26, 2018

List of Content:

1. The highest principle of AI is safety and controllability. 2. The AI's innovative vision is to promote more equal access to technology and capabilities. 3. The existence value of AI is to teach people to learn and make people grow, instead of surpassing humans and replacing people. 4. The ultimate ideal of AI is to bring more freedom and possibility to mankind.

OP Financial Group’s ethical guidelines for artificial intelligence

Publisher: OP Financial Group

Type of Publisher: Industry

Country of Region: Finland

Abbreviation: OP Financial 2018

Date of Publication: 2018 (unconfirmed)

List of Content:

1. People first approach 2. Transparency and openness 3. Impact evaluation 4. Ownership 5. Privacy protection

The Ethics of Code: Developing AI for Business with Five Core Principles

Publisher: Sage

Type of Publisher: Industry

Country of Region: United Kingdom

Abbreviation: Sage 2017

Date of Publication: Jun 27, 2017

List of Content:

1. AI should reflect the diversity of the users it serves 2. AI must be held to account – and so must users 3. Reward AI for ‘showing its workings’ 4. AI should level the playing field 5. AI will replace, but it must also create

Five guiding principles of American AI Initiative

Publisher: The White House, United States

Type of Publisher: Governments and Intergovernmental Organizations

Country of Region: United States

Abbreviation: US AI Initiative 2019

Date of Publication: Feb 11, 2019

List of Content:

(a) The United States must drive technological breakthroughs in AI across the Federal Government, industry, and academia in order to promote scientific discovery, economic competitiveness, and national security. (b) The United States must drive development of appropriate technical standards and reduce barriers to the safe testing and deployment of AI technologies in order to enable the creation of new AI related industries and the adoption of AI by today’s industries. (c) The United States must train current and future generations of American workers with the skills to develop and apply AI technologies to prepare them for today’s economy and jobs of the future. (d) The United States must foster public trust and confidence in AI technologies and protect civil liberties, privacy, and American values in their application in order to fully realize the potential of AI technologies for the American people. (e) The United States must promote an international environment that supports American AI research and innovation and opens markets for American AI industries, while protecting our technological advantage in AI and protecting our critical AI technologies from acquisition by strategic competitors and adversarial nations.

Three Rules for Artificial Intelligence Systems

Publisher: Oren Etzioni, CEO of Allen Institute for Artificial Intelligence

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: Etzioni 2017

Date of Publication: Sep 1, 2017

List of Content:

1. An A.I. system must be subject to the full gamut of laws that apply to its human operator. 2. An A.I. system must clearly disclose that it is not human. 3. An A.I. system cannot retain or disclose confidential information without explicit approval from the source of that information.

The Stanford Human-Centered AI Initiative (HAI)

Publisher: Stanford University

Type of Publisher: Academia, Non-profits and Non-Governmental Organizations

Country of Region: United States

Abbreviation: Stanford 2018

Date of Publication: Oct 19, 2018

List of Content:

1. For AI to better serve our needs, it must incorporate more of the versatility, nuance, and depth of the human intellect. 2. The development of AI should be paired with an ongoing study of its impact on human society, and guided accordingly. 3. The ultimate purpose of AI should be to enhance our humanity, not diminish or replace it.